How We Run an IPO Mandate

A public issue is three jobs: pre-offer due diligence, regulatory filings during the offer, and post-listing compliance. We handle all three under one engagement.

Stage One

Pre-IPO: Getting the House in Order

Due diligence starts the day we're engaged, not once a DRHP deadline is close. That gives us time to fix issues quietly, before they become disclosures.

Due diligence run from day one of the engagement, well ahead of the DRHP timeline
Findings written up and walked through with management and appointed legal counsel
Every risk factor that could move the financials flagged for disclosure in the Prospectus
Corrective steps recommended before a gap turns into a regulator finding
Compounding and condonation-of-delay matters resolved where they exist
Representing the company before the NCLT, Regional Director and Registrar of Companies

Working alongside management to pull together every document the ROC will ask for
Filing the Red Herring Prospectus with the Registrar of Companies
Chasing no-objection sign-off from the legal, procedural, prosecution and complaints desks — typically inside a day
Owning every regulator query end to end, from receipt to reply
Tracking GNL2 and RHP approvals until they clear
Filing the final Prospectus once every approval is in hand

Stage Two

During IPO: Where Timelines Get Tight

Once the offer is live, delay has a cost. We liaise with the ROC in real time and follow up on approvals the same day queries land.

Stage Three

Post-IPO: Life as a Listed Company

Listing day starts a new set of obligations. The same team that ran your offer stays on to keep you current with the Stock Exchanges.

Clearing every filing that has to be in place before the stock starts trading
Staying available to the ROC for real-time advisory through the listing window
Handling the ongoing filings the Stock Exchanges require once the company is listed
A team that specialises in listed-company compliance rather than treating it as an add-on
On record advising top-100 listed names such as New India Assurance and SBI Life
Also on record for top-500 listed companies including Indigo Paints and Navkar Corporation

Why Route It Through One Desk

One Team, Accountable for the Whole Timeline

Splitting due diligence, filing and compliance across different advisors creates handoff gaps. One desk removes that risk.

Same-Day Query Turnaround

Legal, procedural, prosecution and complaint-section objections are chased down, typically within one working day of being raised.

Continuity Across Stages

The team that runs your due diligence also files your RHP and handles post-listing compliance.

Track Record at Scale

80+ IPOs and listing mandates handled to date, spanning debt listings, SME issues and some of the largest mainboard IPOs in the country.

See the Companies We've Worked With →

Beyond the IPO

The Rest of Our Practice

Companies we take public often stay with us for the compliance work that follows.

Secretarial Audit, Due Diligence & Certification

Company Law, SEBI & FEMA Compliance

Corporate & Financial Restructuring

Bankruptcy & Insolvency Related Services

Regulatory Compliance for MF, AIF, PMS & Investment Advisers

CSR & ESG Advisory and Implementation

See the Full Range of Services →

Next Step

Tell Us Where You Are in the Process

Pre-diligence, mid-DRHP or already listed and looking for a compliance partner — either way, it helps to start with a conversation.

Schedule a Consultation Meet the IPO Desk